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Jonathan Katz
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#	Item
251	February 12,2004 Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-02-20 09:30:52 Collective investment schemes Institutional investors Mutual fund Mutualism Breakpoint U.S. Securities and Exchange Commission Mutual fund fees and expenses Financial economics Investment Financial services
252	AMVEST CORPORATION April 12,2004 Mr. Jonathan G . Katz Secretary Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-04-30 12:53:38 Finance Collective investment schemes Employment compensation Mutual fund Pension Futures contract Financial economics Investment Financial services
253	tvu OVERNIGHT MAILI January 7,2004 Jonathan G. Katz, Secretary U.S. Securities and Exchange Commission 450 5‘h Street, NW Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-02-23 12:13:16 Financial services Collective investment schemes Funds Institutional investors Mutual fund The Vanguard Group Expense ratio Financial adviser Exchange-traded fund Financial economics Investment Finance
254	October 31, 2005 Mr. Jonathan G. Katz Secretary U.S. Securities and Exchange Commission 100 F St. N.E. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-10-31 14:48:51 Corporate governance Business Private law Form 10-K Financial Executives International Securities and Exchange Commission Form 10-Q Audit committee U.S. Securities and Exchange Commission Law SEC filings Corporations law Auditing
255	December 26,2003 Jonathan G. Katz, Secretary Securities and Exchange Commission 450 Fifth Street NW Washington, DC[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-03-25 15:25:38 Finance Financial markets Financial regulation Short selling Uptick rule Short Order Stock Futures contract Financial economics Stock market Investment
256	ICAA August 12, 2004 Via Electronic Filing Mr. Jonathan G. Katz Secretary Securities and Exchange Commission Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-08-13 13:26:48 Fair Credit Reporting Act Opt-out Affiliate marketing Gramm–Leach–Bliley Act Direct marketing Fair and Accurate Credit Transactions Act United States federal banking legislation Marketing Business
257	August 13, 2004 Via Electronic Mail Jonathan G. Katz Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-08-13 17:01:52 Marketing Gramm–Leach–Bliley Act Fair and Accurate Credit Transactions Act Opt-out Affiliate marketing Fair Credit Reporting Act United States federal banking legislation Business Law
258	MARLISA VINCIGUERRA MANAGING DIRECTOR E i COUNSEL March 1,2004 Mr. Jonathan G. Katz Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-03-08 15:33:08 Stock market Financial regulation Short selling United States securities law Uptick rule Securities Exchange Act Lehman Brothers U.S. Securities and Exchange Commission Short Financial economics Finance Investment
259	May 10, 2005 Via Electronic Mail Mr. Jonathan G. Katz, Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-05-12 13:33:10 Business Investment Corporate crime U.S. Securities and Exchange Commission Non-reporting issuer Securities market Initial public offering Security Stock market Finance Financial economics
260	February 15, 2005 Jonathan G. Katz, Secretary Securities and Exchange Commission 450 Fifth Street, N.W. Washington, D.C[removed]Re: Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-02-16 14:12:27 United States securities law Investment Finance Corporate finance 73rd United States Congress Initial public offering Securities Act U.S. Securities and Exchange Commission Securities market United States Securities and Exchange Commission Stock market Financial economics

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